The U.S. Securities and Exchange Commission (the “SEC” or the “Commission”) held its annual SEC Speaks conference in Washington, DC on April 8 and 9, 2019. The conference featured remarks from the Chairman and commissioners, discussions regarding current enforcement initiatives and enforcement priorities for the upcoming year, and an update on litigation, judicial and legislative developments.

Highlights from this year’s conference included the Division of Enforcement’s (the “Division”) views on the recent ruling in Lorenzo v. SECa more detailed look at how the Division utilizes data analysis in support of its investigations, discussion of efforts related to protecting retail investors, explanation of non-fraud…

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