https://forum.edugorilla.com/wp-content/uploads/sites/12/2019/04/sec-speaks-2019-litigation-enforcement-trends.jpg


The U.S. Securities and Exchange Commission (the “SEC” or the “Commission”) held its annual SEC Speaks conference in Washington, DC on April 8 and 9, 2019. The conference featured remarks from the Chairman and commissioners, discussions regarding current enforcement initiatives and enforcement priorities for the upcoming year, and an update on litigation, judicial and legislative developments.

Highlights from this year’s conference included the Division of Enforcement’s (the “Division”) views on the recent ruling in Lorenzo v. SECa more detailed look at how the Division utilizes data analysis in support of its investigations, discussion of efforts related to protecting retail investors, explanation of non-fraud…



Source link

Fill this form and get best deals on " Coaching classes"

  • 100% genuine institutes aiming to help you ace studies
  • Get immediate response from the institutes
  • Compare institutes and pick only the best!
  • Feel free to choose the institute you like, and rest will be taken care of
Verify Yourself




Log in with your credentials

or    

Forgot your details?

Create Account